MR. JUSTICE BLACKMUN delivered the opinion of the Court.
MR. JUSTICE REHNQUIST, dissenting.
MR. JUSTICE STEWART, concurring.
A pregnant single woman (Roe) brought a class action challenging
the constitutionality of the Texas criminal abortion laws, which
proscribe procuring or attempting an abortion except on medical
advice for the purpose of saving the mother's life. A licensed
physician (Hallford), who had two state abortion prosecutions
pending against him, was permitted to intervene. A childless married
couple (the Does), the wife not being pregnant, separately attacked
the laws, basing alleged injury on the future possibilities of
contraceptive failure, pregnancy, unpreparedness for parenthood,
and impairment of the wife's health. A three-judge District Court,
which consolidated the actions, held that Roe and Hallford, and
members of their classes, had standing to sue and presented justiciable
controversies. Ruling that declaratory, though not injunctive,
relief was warranted, the court declared the abortion statutes
void as vague and overbroadly infringing those plaintiffs' Ninth
and Fourteenth Amendment rights. The court ruled the Does' complaint
not justiciable. Appellants directly appealed to this Court on
the injunctive rulings, and appellee cross-appealed from the District
Court's grant of declaratory relief to Roe and Hallford. Held:
1. While 28 U. S. C. § 1253 authorizes no direct appeal to
this Court from the grant or denial of declaratory relief alone,
review is not foreclosed when the case is properly before the
Court on appeal from specific denial of injunctive relief and
the arguments as to both injunctive and declaratory relief are
necessarily identical. P. 123.
2. Roe has standing to sue; the Does and Hallford do not. Pp.
123-129.
(a) Contrary to appellee's contention, the natural termination
of Roe's pregnancy did not moot her suit. Litigation involving
pregnancy, which is "capable of repetition, yet evading review,"
is an exception to the usual federal rule that an actual controversy
must exist at review stages and not simply when the action is
initiated. Pp. 124-125.
(b) The District Court correctly refused injunctive, but erred
in granting declaratory, relief to Hallford, who alleged no federally
protected right not assertable as a defense against the good-faith
state prosecutions pending against him. Samuels v. Mackell, 401
U.S. 66. Pp. 125-127.
(c) The Does' complaint, based as it is on contingencies, any
one or more of which may not occur, is too speculative to present
an actual case or controversy. Pp. 127-129.
3. State criminal abortion laws, like those involved here, that
except from criminality only a life-saving procedure on the mother's
behalf without regard to the stage of her pregnancy and other
interests involved violate the Due Process Clause of the Fourteenth
Amendment, which protects against state action the right to privacy,
including a woman's qualified right to terminate her pregnancy.
Though the State cannot override that right, it has legitimate
interests in protecting both the pregnant woman's health and the
potentiality of human life, each of which interests grows and
reaches a "compelling" point at various stages of the
woman's approach to term. Pp. 147-164.
(a) For the stage prior to approximately the end of the first
trimester, the abortion decision and its effectuation must be
left to the medical judgment of the pregnant woman's attending
physician. Pp. 163, 164.
(b) For the stage subsequent to approximately the end of the first
trimester, the State, in promoting its interest in the health
of the mother, may, if it chooses, regulate the abortion procedure
in ways that are reasonably related to maternal health. Pp. 163,
164.
(c) For the stage subsequent to viability the State, in promoting
its interest in the potentiality of human life, may, if it chooses,
regulate, and even proscribe, abortion except where necessary,
in appropriate medical judgment, for the preservation of the life
or health of the mother. Pp. 163-164; 164-165.
4. The State may define the term "physician" to mean
only a physician currently licensed by the State, and may proscribe
any abortion by a person who is not a physician as so defined.
P. 165.
5. It is unnecessary to decide the injunctive relief issue since
the Texas authorities will doubtless fully recognize the Court's
ruling that the Texas criminal abortion statutes are unconstitutional.
P. 166.
MR. JUSTICE BLACKMUN delivered the opinion of the Court.
This Texas federal appeal and its Georgia companion, Doe v. Bolton,
post, p. 179, present constitutional challenges to state criminal
abortion legislation. The Texas statutes under attack here are
typical of those that have been in effect in many States for approximately
a century. The Georgia statutes, in contrast, have a modern cast
and are a legislative product that, to an extent at least, obviously
reflects the influences of recent attitudinal change, of advancing
medical knowledge and techniques, and of new thinking about an
old issue.
We forthwith acknowledge our awareness of the sensitive and emotional
nature of the abortion controversy, of the vigorous opposing views,
even among physicians, and of the deep and seemingly absolute
convictions that the subject inspires. One's philosophy, one's
experiences, one's exposure to the raw edges of human existence,
one's religious training, one's attitudes toward life and family
and their values, and the moral standards one establishes and
seeks to observe, are all likely to influence and to color one's
thinking and conclusions about abortion.
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Our task, of course, is to resolve the issue by constitutional
measurement, free of emotion and of predilection. We seek earnestly
to do this, and, because we do, we have inquired into, and in
this opinion place some emphasis upon, medical and medical-legal
history and what that history reveals about man's attitudes toward
the abortion procedure over the centuries. We bear in mind, too,
Mr. Justice Holmes' admonition in his now-vindicated dissent in
Lochner v. New York, 198 U.S. 45, 76 (1905):
"[The Constitution] is made for people of fundamentally differing
views, and the accident of our finding certain opinions natural
and familiar or novel and even shocking ought not to conclude
our judgment upon the question whether statutes embodying them
conflict with the Constitution of the United States."
I
The Texas statutes that concern us here are Arts. 1191-1194 and
1196 of the State's Penal Code. 1
These make it a crime to "procure an abortion," as therein
defined, or to attempt one, except with respect to "an abortion
procured or attempted by medical advice for the purpose of saving
the life of the mother." Similar statutes are in existence
in a majority of the States. 2
Texas first enacted a criminal abortion statute in 1854. Texas
Laws 1854, c. 49, § 1, set forth in 3 H. Gammel, Laws of
Texas 1502 (1898). This was soon modified into language that has
remained substantially unchanged to the present time. See Texas
Penal Code of 1857, c. 7, Arts. 531-536; G. Paschal, Laws of Texas,
Arts. 2192-2197 (1866); Texas Rev. Stat., c. 8, Arts. 536-541
(1879); Texas Rev. Crim. Stat., Arts. 1071-1076 (1911). The final
article in each of these compilations provided the same exception,
as does the present Article 1196, for an abortion by "medical
advice for the purpose of saving the life of the mother."
3
II
Jane Roe, 4 a single woman
who was residing in Dallas County, Texas, instituted this federal
action in March 1970 against the District Attorney of the county.
She sought a declaratory judgment that the Texas criminal abortion
statutes were unconstitutional on their face, and an injunction
restraining the defendant from enforcing the statutes.
Roe alleged that she was unmarried and pregnant; that she wished
to terminate her pregnancy by an abortion "performed by a
competent, licensed physician, under safe, clinical conditions";
that she was unable to get a "legal" abortion in Texas
because her life did not appear to be threatened by the continuation
of her pregnancy; and that she could not afford to travel to another
jurisdiction in order to secure a legal abortion under safe conditions.
She claimed that the Texas statutes were unconstitutionally vague
and that they abridged her right of personal privacy, protected
by the First, Fourth, Fifth, Ninth, and Fourteenth Amendments.
By an amendment to her complaint Roe purported to sue "on
behalf of herself and all other women" similarly situated.
James Hubert Hallford, a licensed physician, sought and was granted
leave to intervene in Roe's action. In his complaint he alleged
that he had been arrested previously for violations of the Texas
abortion statutes and that two such prosecutions were pending
against him. He described conditions of patients who came to him
seeking abortions, and he claimed that for many cases he, as a
physician, was unable to determine whether they fell within or
outside the exception recognized by Article 1196. He alleged that,
as a consequence, the statutes were vague and uncertain, in violation
of the Fourteenth Amendment, and that they violated his own and
his patients' rights to privacy in the doctor-patient relationship
and his own right to practice medicine, rights he claimed were
guaranteed by the First, Fourth, Fifth, Ninth, and Fourteenth
Amendments.
John and Mary Doe, 5 a married
couple, filed a companion complaint to that of Roe. They also
named the District Attorney as defendant, claimed like constitutional
deprivations, and sought declaratory and injunctive relief. The
Does alleged that they were a childless couple; that Mrs. Doe
was suffering from a "neural-chemical" disorder; that
her physician had "advised her to avoid pregnancy until such
time as her condition has materially improved" (although
a pregnancy at the present time would not present "a serious
risk" to her life); that, pursuant to medical advice, she
had discontinued use of birth control pills; and that if she should
become pregnant, she would want to terminate the pregnancy by
an abortion performed by a competent, licensed physician under
safe, clinical conditions. By an amendment to their complaint,
the Does purported to sue "on behalf of themselves and all
couples similarly situated."
The two actions were consolidated and heard together by a duly
convened three-judge district court. The suits thus presented
the situations of the pregnant single woman, the childless couple,
with the wife not pregnant, and the licensed practicing physician,
all joining in the attack on the Texas criminal abortion statutes.
Upon the filing of affidavits, motions were made for dismissal
and for summary judgment. The court held that Roe and members
of her class, and Dr. Hallford, had standing to sue and presented
justiciable controversies, but that the Does had failed to allege
facts sufficient to state a present controversy and did not have
standing. It concluded that, with respect to the requests for
a declaratory judgment, abstention was not warranted. On the merits,
the District Court held that the "fundamental right of single
women and married persons to choose whether to have children is
protected by the Ninth Amendment, through the Fourteenth Amendment,"
and that the Texas criminal abortion statutes were void on their
face because they were both unconstitutionally vague and constituted
an overbroad infringement of the plaintiffs' Ninth Amendment rights.
The court then held that abstention was warranted with respect
to the requests for an injunction. It therefore dismissed the
Does' complaint, declared the abortion statutes void, and dismissed
the application for injunctive relief. 314 F.Supp. 1217, 1225
(ND Tex. 1970).
The plaintiffs Roe and Doe and the intervenor Hallford, pursuant
to 28 U. S. C. § 1253, have appealed to this Court from that
part of the District Court's judgment denying the injunction.
The defendant District Attorney has purported to cross-appeal,
pursuant to the same statute, from the court's grant of declaratory
relief to Roe and Hallford. Both sides also have taken protective
appeals to the United States Court of Appeals for the Fifth Circuit.
That court ordered the appeals held in abeyance pending decision
here. We postponed decision on jurisdiction to the hearing on
the merits. 402 U.S. 941 (1971).
III
It might have been preferable if the defendant, pursuant to our
Rule 20, had presented to us a petition for certiorari before
judgment in the Court of Appeals with respect to the granting
of the plaintiffs' prayer for declaratory relief. Our decisions
in Mitchell v. Donovan, 398 U.S. 427 (1970), and Gunn v. University
Committee, 399 U.S. 383 (1970), are to the effect that §
1253 does not authorize an appeal to this Court from the grant
or denial of declaratory relief alone. We conclude, nevertheless,
that those decisions do not foreclose our review of both the injunctive
and the declaratory aspects of a case of this kind when it is
properly here, as this one is, on appeal under § 1253 from
specific denial of injunctive relief, and the arguments as to
both aspects are necessarily identical. See Carter v. Jury Comm'n,
396 U.S. 320 (1970); Florida Lime Growers v. Jacobsen, 362 U.S.
73, 80-81 (1960). It would be destructive of time and energy for
all concerned were we to rule otherwise. Cf. Doe v. Bolton, post,
p. 179.
IV
We are next confronted with issues of justiciability, standing,
and abstention. Have Roe and the Does established that "personal
stake in the outcome of the controversy," Baker v. Carr,
369 U.S. 186, 204 (1962), that insures that "the dispute
sought to be adjudicated will be presented in an adversary context
and in a form historically viewed as capable of judicial resolution,"
Flast v. Cohen, 392 U.S. 83, 101 (1968), and Sierra Club v. Morton,
405 U.S. 727, 732 (1972)? And what effect did the pendency of
criminal abortion charges against Dr. Hallford in state court
have upon the propriety of the federal court's granting relief
to him as a plaintiff-intervenor? A. Jane Roe. Despite the use
of the pseudonym, no suggestion is made that Roe is a fictitious
person. For purposes of her case, we accept as true, and as established,
her existence; her pregnant state, as of the inception of her
suit in March 1970 and as late as May 21 of that year when she
filed an alias affidavit with the District Court; and her inability
to obtain a legal abortion in Texas.
Viewing Roe's case as of the time of its filing and thereafter
until as late as May, there can be little dispute that it then
presented a case or controversy and that, wholly apart from the
class aspects, she, as a pregnant single woman thwarted by the
Texas criminal abortion laws, had standing to challenge those
statutes. Abele v. Markle, 452 F.2d 1121, 1125 (CA2 1971); Crossen
v. Breckenridge, 446 F.2d 833, 838-839 (CA6 1971); Poe v. Menghini,
339 F.Supp. 986, 990-991 (Kan. 1972). See Truax v. Raich, 239
U.S. 33 (1915). Indeed, we do not read the appellee's brief as
really asserting anything to the contrary. The "logical nexus
between the status asserted and the claim sought to be adjudicated,"
Flast v. Cohen, 392 U.S., at 102, and the necessary degree of
contentiousness, Golden v. Zwickler, 394 U.S. 103 (1969), are
both present.
The appellee notes, however, that the record does not disclose
that Roe was pregnant at the time of the District Court hearing
on May 22, 1970, 6 or on the
following June 17 when the court's opinion and judgment were filed.
And he suggests that Roe's case must now be moot because she and
all other members of her class are no longer subject to any 1970
pregnancy.
The usual rule in federal cases is that an actual controversy
must exist at stages of appellate or certiorari review, and not
simply at the date the action is initiated. United States v. Munsingwear,
Inc., 340 U.S. 36 (1950); Golden v. Zwickler, supra; SEC v. Medical
Committee for Human Rights, 404 U.S. 403 (1972).
But when, as here, pregnancy is a significant fact in the litigation,
the normal 266-day human gestation period is so short that the
pregnancy will come to term before the usual appellate process
is complete. If that termination makes a case moot, pregnancy
litigation seldom will survive much beyond the trial stage, and
appellate review will be effectively denied. Our law should not
be that rigid. Pregnancy often comes more than once to the same
woman, and in the general population, if man is to survive, it
will always be with us. Pregnancy provides a classic justification
for a conclusion of nonmootness. It truly could be "capable
of repetition, yet evading review." Southern Pacific Terminal
Co. v. ICC, 219 U.S. 498, 515 (1911). See Moore v. Ogilvie, 394
U.S. 814, 816 (1969); Carroll v. Princess Anne, 393 U.S. 175,
178-179 (1968); United States v. W. T. Grant Co., 345 U.S. 629,
632-633 (1953).
We, therefore, agree with the District Court that Jane Roe had
standing to undertake this litigation, that she presented a justiciable
controversy, and that the termination of her 1970 pregnancy has
not rendered her case moot.
B. Dr. Hallford. The doctor's position is different. He entered
Roe's litigation as a plaintiff-intervenor, alleging in his complaint
that he:
"In the past has been arrested for violating the Texas Abortion
Laws and at the present time stands charged by indictment with
violating said laws in the Criminal District Court of Dallas County,
Texas to-wit: (1) The State of Texas vs. James H. Hallford, No.
C-69-5307-IH, and (2) The State of Texas vs. James H. Hallford,
No. C-69-2524-H. In both cases the defendant is charged with abortion
. . . ."
In his application for leave to intervene, the doctor made like
representations as to the abortion charges pending in the state
court. These representations were also repeated in the affidavit
he executed and filed in support of his motion for summary judgment.
Dr. Hallford is, therefore, in the position of seeking, in a federal
court, declaratory and injunctive relief with respect to the same
statutes under which he stands charged in criminal prosecutions
simultaneously pending in state court. Although he stated that
he has been arrested in the past for violating the State's abortion
laws, he makes no allegation of any substantial and immediate
threat to any federally protected right that cannot be asserted
in his defense against the state prosecutions. Neither is there
any allegation of harassment or bad-faith prosecution. In order
to escape the rule articulated in the cases cited in the next
paragraph of this opinion that, absent harassment and bad faith,
a defendant in a pending state criminal case cannot affirmatively
challenge in federal court the statutes under which the State
is prosecuting him, Dr. Hallford seeks to distinguish his status
as a present state defendant from his status as a "potential
future defendant" and to assert only the latter for standing
purposes here.
We see no merit in that distinction. Our decision in Samuels v.
Mackell, 401 U.S. 66 (1971), compels the conclusion that the District
Court erred when it granted declaratory relief to Dr. Hallford
instead of refraining from so doing. The court, of course, was
correct in refusing to grant injunctive relief to the doctor.
The reasons supportive of that action, however, are those expressed
in Samuels v. Mackell, supra, and in Younger v. Harris, 401 U.S.
37 (1971); Boyle v. Landry, 401 U.S. 77 (1971); Perez v. Ledesma,
401 U.S. 82 (1971); and Byrne v. Karalexis, 401 U.S. 216 (1971).
See also Dombrowski v. Pfister, 380 U.S. 479 (1965). We note,
in passing, that Younger and its companion cases were decided
after the three-judge District Court decision in this case.
Dr. Hallford's complaint in intervention, therefore, is to be
dismissed. 7He is remitted
to his defenses in the state criminal proceedings against him.
We reverse the judgment of the District Court insofar as it granted
Dr. Hallford relief and failed to dismiss his complaint in intervention.
C. The Does. In view of our ruling as to Roe's standing in her
case, the issue of the Does' standing in their case has little
significance. The claims they assert are essentially the same
as those of Roe, and they attack the same statutes. Nevertheless,
we briefly note the Does' posture.
Their pleadings present them as a childless married couple, the
woman not being pregnant, who have no desire to have children
at this time because of their having received medical advice that
Mrs. Doe should avoid pregnancy, and for "other highly personal
reasons." But they "fear . . . they may face the prospect
of becoming parents." And if pregnancy ensues, they "would
want to terminate" it by an abortion. They assert an inability
to obtain an abortion legally in Texas and, consequently, the
prospect of obtaining an illegal abortion there or of going outside
Texas to some place where the procedure could be obtained legally
and competently.
We thus have as plaintiffs a married couple who have, as their
asserted immediate and present injury, only an alleged "detrimental
effect upon [their] marital happiness" because they are forced
to "the choice of refraining from normal sexual relations
or of endangering Mary Doe's health through a possible pregnancy."
Their claim is that sometime in the future Mrs. Doe might become
pregnant because of possible failure of contraceptive measures,
and at that time in the future she might want an abortion that
might then be illegal under the Texas statutes.
This very phrasing of the Does' position reveals its speculative
character. Their alleged injury rests on possible future contraceptive
failure, possible future pregnancy, possible future unpreparedness
for parenthood, and possible future impairment of health. Any
one or more of these several possibilities may not take place
and all may not combine. In the Does' estimation, these possibilities
might have some real or imagined impact upon their marital happiness.
But we are not prepared to say that the bare allegation of so
indirect an injury is sufficient to present an actual case or
controversy. Younger v. Harris, 401 U.S., at 41-42; Golden v.
Zwickler, 394 U.S., at 109-110; Abele v. Markle, 452 F.2d, at
1124-1125; Crossen v. Breckenridge, 446 F.2d, at 839. The Does'
claim falls far short of those resolved otherwise in the cases
that the Does urge upon us, namely, Investment Co. Institute v.
Camp, 401 U.S. 617 (1971); Data Processing Service v. Camp, 397
U.S. 150 (1970); and Epperson v. Arkansas, 393 U.S. 97 (1968).
See also Truax v. Raich, 239 U.S. 33 (1915).
The Does therefore are not appropriate plaintiffs in this litigation.
Their complaint was properly dismissed by the District Court,
and we affirm that dismissal.
V
The principal thrust of appellant's attack on the Texas statutes
is that they improperly invade a right, said to be possessed by
the pregnant woman, to choose to terminate her pregnancy. Appellant
would discover this right in the concept of personal "liberty"
embodied in the Fourteenth Amendment's Due Process Clause; or
in personal, marital, familial, and sexual privacy said to be
protected by the Bill of Rights or its penumbras, see Griswold
v. Connecticut, 381 U.S. 479 (1965); Eisenstadt v. Baird, 405
U.S. 438 (1972); id., at 460 (WHITE, J., concurring in result);
or among those rights reserved to the people by the Ninth Amendment,
Griswold v. Connecticut, 381 U.S., at 486 (Goldberg, J., concurring).
Before addressing this claim, we feel it desirable briefly to
survey, in several aspects, the history of abortion, for such
insight as that history may afford us, and then to examine the
state purposes and interests behind the criminal abortion laws.
VI
It perhaps is not generally appreciated that the restrictive criminal
abortion laws in effect in a majority of States today are of relatively
recent vintage. Those laws, generally proscribing abortion or
its attempt at any time during pregnancy except when necessary
to preserve the pregnant woman's life, are not of ancient or even
of common-law origin. Instead, they derive from statutory changes
effected, for the most part, in the latter half of the 19th century.
1. Ancient attitudes. These are not capable of precise determination.
We are told that at the time of the Persian Empire abortifacients
were known and that criminal abortions were severely punished.
8 We are also told, however,
that abortion was practiced in Greek times as well as in the Roman
Era, 9 and that "it was
resorted to without scruple." 10
The Ephesian, Soranos, often described as the greatest of the
ancient gynecologists, appears to have been generally opposed
to Rome's prevailing free-abortion practices. He found it necessary
to think first of the life of the mother, and he resorted to abortion
when, upon this standard, he felt the procedure advisable. 11
Greek and Roman law afforded little protection to the unborn.
If abortion was prosecuted in some places, it seems to have been
based on a concept of a violation of the father's right to his
offspring. Ancient religion did not bar abortion. 12
2. The Hippocratic Oath. What then of the famous Oath that has
stood so long as the ethical guide of the medical profession and
that bears the name of the great Greek (460(?)-377(?) B. C.),
who has been described as the Father of Medicine, the "wisest
and the greatest practitioner of his art," and the "most
important and most complete medical personality of antiquity,"
who dominated the medical schools of his time, and who typified
the sum of the medical knowledge of the past? 13
The Oath varies somewhat according to the particular translation,
but in any translation the content is clear: "I will give
no deadly medicine to anyone if asked, nor suggest any such counsel;
and in like manner I will not give to a woman a pessary to produce
abortion," 14 or "I
will neither give a deadly drug to anybody if asked for it, nor
will I make a suggestion to this effect. Similarly, I will not
give to a woman an abortive remedy." 15
Although the Oath is not mentioned in any of the principal briefs
in this case or in Doe v. Bolton, post, p. 179, it represents
the apex of the development of strict ethical concepts in medicine,
and its influence endures to this day. Why did not the authority
of Hippocrates dissuade abortion practice in his time and that
of Rome? The late Dr. Edelstein provides us with a theory: 16
The Oath was not uncontested even in Hippocrates' day; only the
Pythagorean school of philosophers frowned upon the related act
of suicide. Most Greek thinkers, on the other hand, commended
abortion, at least prior to viability. See Plato, Republic, V,
461; Aristotle, Politics, VII, 1335b 25. For the Pythagoreans,
however, it was a matter of dogma. For them the embryo was animate
from the moment of conception, and abortion meant destruction
of a living being. The abortion clause of the Oath, therefore,
"echoes Pythagorean doctrines," and "in no other
stratum of Greek opinion were such views held or proposed in the
same spirit of uncompromising austerity." 17
Dr. Edelstein then concludes that the Oath originated in a group
representing only a small segment of Greek opinion and that it
certainly was not accepted by all ancient physicians. He points
out that medical writings down to Galen (A. D. 130-200) "give
evidence of the violation of almost every one of its injunctions."
18 But with the end of antiquity
a decided change took place. Resistance against suicide and against
abortion became common. The Oath came to be popular. The emerging
teachings of Christianity were in agreement with the Pythagorean
ethic. The Oath "became the nucleus of all medical ethics"
and "was applauded as the embodiment of truth." Thus,
suggests Dr. Edelstein, it is "a Pythagorean manifesto and
not the expression of an absolute standard of medical conduct."
19
This, it seems to us, is a satisfactory and acceptable explanation
of the Hippocratic Oath's apparent rigidity. It enables us to
understand, in historical context, a long-accepted and revered
statement of medical ethics.
3. The common law. It is undisputed that at common law, abortion
performed before "quickening" -- the first recognizable
movement of the fetus in utero, appearing usually from the 16th
to the 18th week of pregnancy 20
-- was not an indictable offense. 21
The absence of a common-law crime for pre-quickening abortion
appears to have developed from a confluence of earlier philosophical,
theological, and civil and canon law concepts of when life begins.
These disciplines variously approached the question in terms of
the point at which the embryo or fetus became "formed"
or recognizably human, or in terms of when a "person"
came into being, that is, infused with a "soul" or "animated."
A loose consensus evolved in early English law that these events
occurred at some point between conception and live birth. 22
This was "mediate animation." Although Christian theology
and the canon law came to fix the point of animation at 40 days
for a male and 80 days for a female, a view that persisted until
the 19th century, there was otherwise little agreement about the
precise time of formation or animation. There was agreement, however,
that prior to this point the fetus was to be regarded as part
of the mother, and its destruction, therefore, was not homicide.
Due to continued uncertainty about the precise time when animation
occurred, to the lack of any empirical basis for the 40-80-day
view, and perhaps to Aquinas' definition of movement as one of
the two first principles of life, Bracton focused upon quickening
as the critical point. The significance of quickening was echoed
by later common-law scholars and found its way into the received
common law in this country.
Whether abortion of a quick fetus was a felony at common law,
or even a lesser crime, is still disputed. Bracton, writing early
in the 13th century, thought it homicide. 23
But the later and predominant view, following the great common-law
scholars, has been that it was, at most, a lesser offense. In
a frequently cited passage, Coke took the position that abortion
of a woman "quick with child" is "a great misprision,
and no murder." 24 Blackstone
followed, saying that while abortion after quickening had once
been considered manslaughter (though not murder), "modern
law" took a less severe view. 25
A recent review of the common-law precedents argues, however,
that those precedents contradict Coke and that even post-quickening
abortion was never established as a common-law crime. 26
This is of some importance because while most American courts
ruled, in holding or dictum, that abortion of an unquickened fetus
was not criminal under their received common law, 27
others followed Coke in stating that abortion of a quick fetus
was a "misprision," a term they translated to mean "misdemeanor."
28 That their reliance on
Coke on this aspect of the law was uncritical and, apparently
in all the reported cases, dictum (due probably to the paucity
of common-law prosecutions for post-quickening abortion), makes
it now appear doubtful that abortion was ever firmly established
as a common-law crime even with respect to the destruction of
a quick fetus.
4. The English statutory law. England's first criminal abortion statute, Lord Ellenborough's Act, 43 Geo. 3, c. 58, came in 1803. It made abortion of a quick fetus, § 1, a capital crime, but in § 2 it provided lesser penalties for the felony of abortion before quickening, and thus preserved the "quickening" distinction. This contrast was continued in the general revision of 1828, 9 Geo. 4, c. 31, § 13. It disappeared, however, together with the death penalty, in 1837, 7 Will. 4 & 1 Vict., c. 85, § 6, and did not reappear in the Offenses Against the Person Act of 1861, 24 & 25 Vict., c. 100, § 59, that formed the core of English anti-abortion law until the liberalizing reforms of 1967. In 1929, the Infant Life (Preservation) Act, 19 & 20 Geo. 5, c. 34, came into being. Its emphasis was upon the destruction of "the life of a child capable of being born alive." It made a willful act performed with the necessary intent a felony. It contained a proviso that one was not to be found guilty of the offense "unless it is proved that the act which caused the death of the child was not done in good faith for the purpose only of preserving the life of the mother."
A seemingly notable development in the English law was the case
of Rex v. Bourne, [1939] 1 K. B. 687. This case apparently answered
in the affirmative the question whether an abortion necessary
to preserve the life of the pregnant woman was excepted from the
criminal penalties of the 1861 Act. In his instructions to the
jury, Judge Macnaghten referred to the 1929 Act, and observed
that that Act related to "the case where a child is killed
by a wilful act at the time when it is being delivered in the
ordinary course of nature." Id., at 691. He concluded that
the 1861 Act's use of the word "unlawfully," imported
the same meaning expressed by the specific proviso in the 1929
Act, even though there was no mention of preserving the mother's
life in the 1861 Act. He then construed the phrase "preserving
the life of the mother" broadly, that is, "in a reasonable
sense," to include a serious and permanent threat to the
mother's health, and instructed the jury to acquit Dr. Bourne
if it found he had acted in a good-faith belief that the abortion
was necessary for this purpose. Id., at 693-694. The jury did
acquit.
Recently, Parliament enacted a new abortion law. This is the Abortion
Act of 1967, 15 & 16 Eliz. 2, c. 87. The Act permits a licensed
physician to perform an abortion where two other licensed physicians
agree (a) "that the continuance of the pregnancy would involve
risk to the life of the pregnant woman, or of injury to the physical
or mental health of the pregnant woman or any existing children
of her family, greater than if the pregnancy were terminated,"
or (b) "that there is a substantial risk that if the child
were born it would suffer from such physical or mental abnormalities
as to be seriously handicapped." The Act also provides that,
in making this determination, "account may be taken of the
pregnant woman's actual or reasonably foreseeable environment."
It also permits a physician, without the concurrence of others,
to terminate a pregnancy where he is of the good-faith opinion
that the abortion "is immediately necessary to save the life
or to prevent grave permanent injury to the physical or mental
health of the pregnant woman."
5. The American law. In this country, the law in effect in all
but a few States until mid-19th century was the pre-existing English
common law. Connecticut, the first State to enact abortion legislation,
adopted in 1821 that part of Lord Ellenborough's Act that related
to a woman "quick with child." 29
The death penalty was not imposed. Abortion before quickening
was made a crime in that State only in 1860. 30
In 1828, New York enacted legislation 31
that, in two respects, was to serve as a model for early anti-abortion
statutes. First, while barring destruction of an unquickened fetus
as well as a quick fetus, it made the former only a misdemeanor,
but the latter second-degree manslaughter. Second, it incorporated
a concept of therapeutic abortion by providing that an abortion
was excused if it "shall have been necessary to preserve
the life of such mother, or shall have been advised by two physicians
to be necessary for such purpose." By 1840, when Texas had
received the common law,32
only eight American States had statutes dealing with abortion.
33 It was not until after
the War Between the States that legislation began generally to
replace the common law. Most of these initial statutes dealt severely
with abortion after quickening but were lenient with it before
quickening. Most punished attempts equally with completed abortions.
While many statutes included the exception for an abortion thought
by one or more physicians to be necessary to save the mother's
life, that provision soon disappeared and the typical law required
that the procedure actually be necessary for that purpose.
Gradually, in the middle and late 19th century the quickening
distinction disappeared from the statutory law of most States
and the degree of the offense and the penalties were increased.
By the end of the 1950's, a large majority of the jurisdictions
banned abortion, however and whenever performed, unless done to
save or preserve the life of the mother. 34
The exceptions, Alabama and the District of Columbia, permitted
abortion to preserve the mother's health. 35
Three States permitted abortions that were not "unlawfully"
performed or that were not "without lawful justification,"
leaving interpretation of those standards to the courts. 36
In the past several years, however, a trend toward liberalization
of abortion statutes has resulted in adoption, by about one-third
of the States, of less stringent laws, most of them patterned
after the ALI Model Penal Code, § 230.3, 37
set forth as Appendix B to the opinion in Doe v. Bolton, post,
p. 205.
It is thus apparent that at common law, at the time of the adoption
of our Constitution, and throughout the major portion of the 19th
century, abortion was viewed with less disfavor than under most
American statutes currently in effect. Phrasing it another way,
a woman enjoyed a substantially broader right to terminate a pregnancy
than she does in most States today. At least with respect to the
early stage of pregnancy, and very possibly without such a limitation,
the opportunity to make this choice was present in this country
well into the 19th century. Even later, the law continued for
some time to treat less punitively an abortion procured in early
pregnancy.
6. The position of the American Medical Association. The anti-abortion
mood prevalent in this country in the late 19th century was shared
by the medical profession. Indeed, the attitude of the profession
may have played a significant role in the enactment of stringent
criminal abortion legislation during that period.
An AMA Committee on Criminal Abortion was appointed in May 1857.
It presented its report, 12 Trans. of the Am. Med. Assn. 73-78
(1859), to the Twelfth Annual Meeting. That report observed that
the Committee had been appointed to investigate criminal abortion
"with a view to its general suppression." It deplored
abortion and its frequency and it listed three causes of "this
general demoralization":
"The first of these causes is a wide-spread popular ignorance
of the true character of the crime -- a belief, even among mothers
themselves, that the foetus is not alive till after the period
of quickening.
"The second of the agents alluded to is the fact that the
profession themselves are frequently supposed careless of foetal
life . . . .
"The third reason of the frightful extent of this crime is
found in the grave defects of our laws, both common and statute,
as regards the independent and actual existence of the child before
birth, as a living being. These errors, which are sufficient in
most instances to prevent conviction, are based, and only based,
upon mistaken and exploded medical dogmas. With strange inconsistency,
the law fully acknowledges the foetus in utero and its inherent
rights, for civil purposes; while personally and as criminally
affected, it fails to recognize it, and to its life as yet denies
all protection." Id., at 75-76. The Committee then offered,
and the Association adopted, resolutions protesting "against
such unwarrantable destruction of human life," calling upon
state legislatures to revise their abortion laws, and requesting
the cooperation of state medical societies "in pressing the
subject." Id., at 28, 78.
In 1871 a long and vivid report was submitted by the Committee
on Criminal Abortion. It ended with the observation, "We
had to deal with human life. In a matter of less importance we
could entertain no compromise. An honest judge on the bench would
call things by their proper names. We could do no less."
22 Trans. of the Am. Med. Assn. 258 (1871). It proffered resolutions,
adopted by the Association, id., at 38-39, recommending, among
other things, that it "be unlawful and unprofessional for
any physician to induce abortion or premature labor, without the
concurrent opinion of at least one respectable consulting physician,
and then always with a view to the safety of the child -- if that
be possible," and calling "the attention of the clergy
of all denominations to the perverted views of morality entertained
by a large class of females -- aye, and men also, on this important
question."
Except for periodic condemnation of the criminal abortionist,
no further formal AMA action took place until 1967. In that year,
the Committee on Human Reproduction urged the adoption of a stated
policy of opposition to induced abortion, except when there is
"documented medical evidence" of a threat to the health
or life of the mother, or that the child "may be born with
incapacitating physical deformity or mental deficiency,"
or that a pregnancy "resulting from legally established statutory
or forcible rape or incest may constitute a threat to the mental
or physical health of the patient," two other physicians
"chosen because of their recognized professional competence
have examined the patient and have concurred in writing, "
and the procedure "is performed in a hospital accredited
by the Joint Commission on Accreditation of Hospitals." The
providing of medical information by physicians to state legislatures
in their consideration of legislation regarding therapeutic abortion
was "to be considered consistent with the principles of ethics
of the American Medical Association." This recommendation
was adopted by the House of Delegates. Proceedings of the AMA
House of Delegates 40-51 (June 1967).
In 1970, after the introduction of a variety of proposed resolutions,
and of a report from its Board of Trustees, a reference committee
noted "polarization of the medical profession on this controversial
issue"; division among those who had testified; a difference
of opinion among AMA councils and committees; "the remarkable
shift in testimony" in six months, felt to be influenced
"by the rapid changes in state laws and by the judicial decisions
which tend to make abortion more freely available;" and a
feeling "that this trend will continue." On June 25,
1970, the House of Delegates adopted preambles and most of the
resolutions proposed by the reference committee. The preambles
emphasized "the best interests of the patient," "sound
clinical judgment," and "informed patient consent,"
in contrast to "mere acquiescence to the patient's demand."
The resolutions asserted that abortion is a medical procedure
that should be performed by a licensed physician in an accredited
hospital only after consultation with two other physicians and
in conformity with state law, and that no party to the procedure
should be required to violate personally held moral principles.
38Proceedings of the AMA
House of Delegates 220 (June 1970). The AMA Judicial Council rendered
a complementary opinion. 39
7. The position of the American Public Health Association. In
October 1970, the Executive Board of the APHA adopted Standards
for Abortion Services. These were five in number:
"a. Rapid and simple abortion referral must be readily available
through state and local public health departments, medical societies,
or other nonprofit organizations.
"b. An important function of counseling should be to simplify
and expedite the provision of abortion services; it should not
delay the obtaining of these services.
" c. Psychiatric consultation should not be mandatory. As
in the case of other specialized medical services, psychiatric
consultation should be sought for definite indications and not
on a routine basis.
"d. A wide range of individuals from appropriately trained,
sympathetic volunteers to highly skilled physicians may qualify
as abortion counselors.
"e. Contraception and/or sterilization should be discussed
with each abortion patient." Recommended Standards for Abortion
Services, 61 Am. J. Pub. Health 396 (1971).
Among factors pertinent to life and health risks associated with
abortion were three that "are recognized as important":
"a. the skill of the physician,
"b. the environment in which the abortion is performed, and
above all
" c. the duration of pregnancy, as determined by uterine
size and confirmed by menstrual history." Id., at 397.
It was said that "a well-equipped hospital" offers more
protection "to cope with unforeseen difficulties than an
office or clinic without such resources. . . . The factor of gestational
age is of overriding importance." Thus, it was recommended
that abortions in the second trimester and early abortions in
the presence of existing medical complications be performed in
hospitals as inpatient procedures. For pregnancies in the first
trimester, abortion in the hospital with or without overnight
stay "is probably the safest practice." An abortion
in an extramural facility, however, is an acceptable alternative
"provided arrangements exist in advance to admit patients
promptly if unforeseen complications develop." Standards
for an abortion facility were listed. It was said that at present
abortions should be performed by physicians or osteopaths who
are licensed to practice and who have "adequate training."
Id., at 398.